WebFeb 19, 2024 · Collecting information from traders on a Form 40 is part of the CFTC’s Large Trader Reporting Program and overall market surveillance activities that are intended to detect and deter manipulative trading of derivatives contracts. WebOverview of CFTC Form 40 The CFTC, the primary regulator of U.S. commodity futures markets and Futures Commission Merchants (FCMs), operates a comprehensive system of collecting information on market participants as part of its market surveillance and large trader reporting program.
eCFR :: Appendix A to Part 18, Title 17 -- Form 40
WebSep 12, 2024 · Who Must File a Form 40 – Every person who holds or controls a reportable position must file a CFTC Form 40, Statement of Reporting Trader. (See section 18.04 of the regulations under the Commodity Exchange Act.) Persons include individuals, associations, partnerships, corporations, and trusts. What is the CEA CFTC? WebCFTC Form 40 allows the CFTC to compile information to assess whether a trader’s activities could potentially impact the market and whether traders are complying with speculative position limits. This post provides a brief description of Form 40, the reasons a CPO/CTA may receive a Special Call, as well as how to appropriately respond to the ... crufts webbox
CFTC FORM 40 - DASHBOARD
WebJul 26, 2012 · Annex—Forms 102, 40 and 71 I. Introduction A. Background The CFTC's large trader reporting rules (also referred to herein as the “reporting rules”) are contained in parts 15 through 21 of the Commission's regulations. [ 2] WebJul 28, 2014 · On July 23, the CFTC staff issued No-Action Letter 14-95 (available here) extending the compliance date from August 15, 2014 to February 11, 2016 for use of … WebMar 28, 2024 · Mar 28, 2024, 7:22 AM. The CFTC sued Binance and its boss Changpeng "CZ" Zhao Monday. Photo by Pedro Fiúza/NurPhoto via Getty Images. The Commodities Futures and Trading Commission sued Binance ... build shf